THE HIGHEST LEVEL OF SECURITY
IN THE 1031 INDUSTRY.

In today’s world the level of security a Qualified Intermediary needs to provide in a 1031 exchange has to go beyond the customary Fidelity Bond, insurance and corporate guarantees. That’s because with a number of the existing federal statutes and regulations, exchangers can be exposed to unforeseen liability. We not only understand these issues, we’ve put in place the measures required to protect you from them.

PRACTICES AND PROCEDURES ARE COMPLIANT WITH:

• The latest IRS regulations
• The Bank Secrecy Act
• The Gramm-Leach-Bliley Privacy Act
• The USA Patriot Act
• Sarbanes-Oxley Section 404

And unlike other leading Qualified Intermediaries, we regularly submit all our business practices to the scrutiny of independent CPA auditing firms to ensure these practices meet the widest range of regulatory and business compliance in the industry. In fact, we’re the only Qualified Intermediary to be awarded an SAS 70 Type II certification, as it relates to the controls and safeguards for public companies required by Section 404 of the Sarbanes-Oxley Act. All of which helps to explain why more leading banks, independent title companies and major law firms have selected NES as their preferred provider for 1031 exchanges.